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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a filing with the U.S. Securities and Exchange Commission (SEC) that issuers of securities must submit to provide notice of an exempt offering of securities under Regulation D.
Issuers who are conducting a private placement or offering under Regulation D and wish to qualify for the exemptions provided by it are required to file Form D.
Form D can be filled out using the SEC's EDGAR online filing system. It requires basic information about the issuer, the offering, and the type of exemptions being claimed.
The purpose of Form D is to inform the SEC and state regulators about the details of the securities offering, to comply with the federal and state securities laws.
Form D must report information such as the issuer's name and address, the type of securities offered, the total amount of the offering, and details about the use of proceeds, among other items.
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