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Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This form is used by individuals to report their beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.

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What is sec form 3?

SEC Form 3 is a document that must be filed with the Securities and Exchange Commission (SEC) by individuals who are considered insiders of a publicly traded company, disclosing their ownership of the company's securities.

Who is required to file sec form 3?

Individuals who are classified as insiders, such as officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, individuals must provide information such as their name, address, the name of the issuer, the date of the transaction, and details about the securities owned or purchased.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency and disclosure regarding the ownership of publicly traded company securities by insiders, helping to prevent insider trading.

What information must be reported on sec form 3?

SEC Form 3 requires reporting of the insider's relationship to the company, the number and type of securities owned, purchase or sale details, and any changes in their ownership status.

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