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CIRCULAR 00525 January 9, 2025DISCIPLINARY DECISION SETTLEMENT AGREEMENT MAREX CAPITAL MARKETS INC.The Regulatory Division of the Bourse de Montral Inc. (the Bourse) filed the following complaint
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What is circular 005-25?
Circular 005-25 is a regulatory document issued by a governing body that provides guidelines, instructions, or standards related to a specific area of compliance or reporting.
Who is required to file circular 005-25?
Entities or individuals that fall under the jurisdiction of the governing body issuing circular 005-25 and engage in activities as specified within the circular are required to file.
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The purpose of circular 005-25 is to ensure compliance with regulatory requirements and to provide a standardized approach to reporting specific data relevant to the governing body.
What information must be reported on circular 005-25?
The information that must be reported on circular 005-25 typically includes entity identification details, specific operational data, financial information, and any other relevant metrics outlined in the circular.
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