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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, reporting the changes in beneficial ownership by directors, officers, and principal stockholders.
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How to fill out sec form 4
How to fill out sec form 4
01
Obtain a copy of SEC Form 4 from the SEC website or your broker.
02
Fill in your name, address, and the relationship to the issuer.
03
Specify the class of securities and the date of the transaction.
04
Indicate the number of shares purchased or sold in the transaction.
05
Include the price per share for the transaction.
06
State the nature of ownership (direct or indirect).
07
Sign and date the form.
08
Submit the completed form to the SEC electronically or by mail.
Who needs sec form 4?
01
SEC Form 4 is required for officers, directors, and beneficial owners of a company, to report changes in their ownership of the company's securities.
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What is sec form 4?
SEC Form 4 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in the ownership of a company's securities by its officers, directors, and certain beneficial owners.
Who is required to file sec form 4?
Officers, directors, and beneficial owners of more than 10% of a class of equity securities of a company are required to file SEC Form 4 whenever they buy or sell shares of the company.
How to fill out sec form 4?
To fill out SEC Form 4, you must provide details such as the name of the reporting person, their relationship to the issuer, the date of the transaction, the number of shares bought or sold, and the price paid or received for the shares, among other required information.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency and keep investors informed about the insider trading activities of executives and significant shareholders in publicly traded companies.
What information must be reported on sec form 4?
The information that must be reported on SEC Form 4 includes the reporting person's name, title, transaction date, the nature of the transaction (purchase or sale), the number of shares involved, and the price per share.
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