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This document is a report from Nomura Holdings, Inc., a foreign private issuer, submitted to the U.S. Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934. It provides detailed financial information, including selected financial data, operational reviews, risk factors, and financial statements for the month of November 2023.
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Form 6-K is a report used by foreign private issuers to provide material information to the U.S. Securities and Exchange Commission (SEC) as required under the Securities Exchange Act.
Foreign private issuers that are listed on U.S. stock exchanges or those that are otherwise subject to the SEC's reporting requirements must file Form 6-K.
To fill out Form 6-K, issuers must gather the required information, complete the form according to the SEC guidelines, and submit it electronically via the EDGAR filing system.
The purpose of Form 6-K is to allow foreign private issuers to disclose important information to investors in the United States, ensuring transparency and compliance with U.S. regulations.
Form 6-K must report any material information that the issuer wishes to disclose, including but not limited to financial results, changes in management, or other events that may affect the issuer's financial condition or operations.
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