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This document is a statement filed by certain insiders regarding changes in their ownership of the issuer\'s securities, reporting transactions such as acquisitions and disposals of shares.
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain the SEC Form 4 from the SEC's website or your brokerage firm.
02
Fill in the personal information including your name, address, and contact details.
03
Enter the name of the issuer (the company whose securities you are reporting on).
04
Provide the reporting person's relationship to the issuer (e.g., officer, director, or beneficial owner).
05
Indicate the date of the transaction and the nature of the transaction (e.g., purchase, sale, gift).
06
Specify the class of securities being reported (e.g., common stock, options).
07
Detail the number of shares involved in the transaction.
08
Confirm the number of securities owned after the transaction is completed.
09
Sign and date the form before submitting it to the SEC.

Who needs sec form 4?

01
SEC Form 4 needs to be filed by officers, directors, and beneficial owners of a company's securities who undertake transactions in the company's stock or other equity securities.
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SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) in the United States to report changes in the ownership of securities by company insiders.
Company insiders, which include officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4 when they buy or sell shares of the company's stock.
To fill out SEC Form 4, insiders need to provide information such as their name, relationship to the company, transaction date, and details of the shares bought or sold, including the amount and price per share.
The purpose of SEC Form 4 is to provide transparency in the trading activities of insiders and to ensure that the investing public is informed of potential conflicts of interest.
The information required on SEC Form 4 includes the insider's name, the nature of the ownership (direct or indirect), the transaction date, the transaction code, the number of securities involved, and the price at which the transaction occurred.
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