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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, reporting changes in beneficial ownership of securities

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC's website or your broker.

02

Fill in the name of the reporting person (usually the insider).

03

Fill in the name of the issuer (the company involved).

04

Indicate the relationship of the reporting person to the issuer (e.g., officer, director).

05

Provide the date on which the transaction occurred.

06

Specify the transaction type (purchase, sale, gift, etc.).

07

Enter the amount of securities involved in the transaction.

08

Report the price at which the transaction took place, if applicable.

09

Indicate the ownership form (direct or indirect).

10

Review the form for accuracy, then submit it electronically to the SEC.

Who needs sec form 4?

01

Insiders of publicly traded companies, including officers, directors, and large shareholders, need to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a document required by the Securities and Exchange Commission (SEC) for individuals who are insiders of a publicly traded company, reporting changes in their ownership of the company's stock.

Who is required to file sec form 4?

Individuals considered insiders, such as directors, officers, and shareholders owning more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details regarding the date of the transaction, the amount of securities bought or sold, the price at which they were bought or sold, and specify the ownership type, among other necessary information.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of insiders, helping to prevent insider trading and allowing investors to be informed about potential influences on the company's stock.

What information must be reported on sec form 4?

SEC Form 4 must report information such as the insider's name, the relationship to the company, the date of the transaction, the number of shares bought or sold, the price per share, and the nature of the ownership, such as direct or indirect.

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