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This document details the appeal process of SEC v. Mohammed Ali Rashid regarding allegations of fiduciary duty breach related to false expense reports submitted by Rashid, a former employee of Apollo Management L.P. The district court found Rashid liable under the Investment Advisers Act, but this judgment was reversed on appeal, concluding he did not breach his duty of care as it was not reasonably foreseeable that the funds would pay for his fraudulent expenses.

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