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Name: Fillable Online Application for an Insurance Broker Licence Fax Email Print - pdfFiller
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Este formulario es una solicitud para obtener una licencia de corredor de seguros, que requiere completar todas las secciones relevantes y presentar la documentación requerida al Comité de Licencias

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What is form 4?

Form 4 is a document that is required to be filed with the Securities and Exchange Commission (SEC) by insiders of a publicly traded company to report the acquisition or disposition of the company's securities.

Who is required to file form 4?

Individuals who are considered insiders, including officers, directors, and beneficial owners of more than 10% of a company's shares, are required to file Form 4.

How to fill out form 4?

To fill out Form 4, insiders must provide details such as their name, the relationship to the issuer, the date of the transaction, the type of security involved, the number of securities acquired or disposed of, and the price at which the transaction occurred, among other information.

What is the purpose of form 4?

The purpose of Form 4 is to provide transparency and prevent insider trading by ensuring that the SEC and the public are informed about the transactions made by insiders of publicly traded companies.

What information must be reported on form 4?

Information that must be reported on Form 4 includes the insider's name, the issuer's name, the date of transaction, the amount of securities bought or sold, the price, and the nature of ownership (direct or indirect).

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