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This document outlines the guidelines and procedures for directors and employees of the Thor Mining Group regarding the dealing of the Company\'s shares and warrants to ensure compliance with insider trading laws and market regulations.
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What is share dealing code?
A share dealing code is a set of rules or guidelines that regulate the buying and selling of shares by individuals, particularly those in positions of influence within a company, to prevent insider trading and ensure transparency.
Who is required to file share dealing code?
Individuals in positions of control, such as directors, senior executives, and employees with access to sensitive information, are typically required to file share dealing codes.
How to fill out share dealing code?
To fill out a share dealing code, individuals must provide details of their transactions, including the type of shares dealt with, the date of the transaction, the number of shares, and the price at which shares were bought or sold.
What is the purpose of share dealing code?
The purpose of a share dealing code is to ensure that transactions involving company shares are conducted fairly, transparently, and in compliance with legal regulations to prevent market abuse.
What information must be reported on share dealing code?
The information that must be reported on a share dealing code includes the name of the individual making the transaction, details of the security, transaction date, volume of shares, transaction price, and any relevant interests in the shares.
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