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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, detailing the transactions related to securities ownership by insiders of the company.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or relevant authority.

02

Fill in your name and address at the top of the form.

03

Provide the name of the issuer of the securities.

04

Enter the date of the transaction.

05

Specify the title of the securities involved in the transaction.

06

Indicate the amount of securities acquired or disposed of.

07

Choose the nature of the ownership for the securities (e.g., direct or indirect).

08

Sign and date the form certifying the information is accurate.

09

Submit the completed form to the SEC within the required timeframe.

Who needs sec form 4?

01

SEC Form 4 is needed by corporate insiders, such as executives and directors, when they buy or sell shares of their company's stock.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a change in the ownership of securities by insiders, such as officers, directors, and large shareholders of publicly traded companies.

Who is required to file sec form 4?

Insiders of a publicly traded company, including officers, directors, and shareholders holding more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders need to provide details such as their name, relationship to the company, the date of the transaction, the amount of securities involved, the price per share, and the nature of the ownership (e.g., direct or indirect). The form should then be submitted to the SEC electronically.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to increase transparency in the securities markets by requiring insiders to disclose their trading activity, thereby allowing investors to make informed decisions.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's name, relationship to the company, transaction date, type of transaction (such as purchase or sale), number of securities involved, price of the transaction, and the nature of ownership (direct or indirect).

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