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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a notice of exemption filed with the Securities and Exchange Commission (SEC) to report a company's offering of securities under Regulation D.
Companies that sell securities in reliance on exemptions under Regulation D, including both private and public companies, are required to file Form D.
Form D can be filled out online through the SEC's EDGAR system. The form requires specific information about the offering, the issuer, and the individuals involved.
The purpose of Form D is to provide the SEC and state regulators with information about the company's offerings and to claim an exemption from the registration requirements of the Securities Act.
Form D requires information such as the issuer's name and address, description of the business, the amount of the offering, and details about the sales, among other specifics.
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