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This form is used by officers, directors, and beneficial owners of more than 10% of a class of equity securities to report their ownership and any changes in ownership of these securities, as required by Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out sec form 3

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How to fill out sec form 3

01
Obtain a copy of SEC Form 3 from the SEC website or your broker.
02
Fill in your name, address, and the name of the reporting company.
03
Provide your relationship to the company (e.g., officer, director, or a beneficial owner).
04
List the number of shares you own, including any options, and their class.
05
Complete any additional required sections, such as transactions that occurred during the reporting period.
06
Review the form for accuracy and completeness.
07
Sign and date the form.
08
Submit the form electronically via the SEC’s EDGAR system or by mail, as applicable.

Who needs sec form 3?

01
Individuals who are officers, directors, or beneficial owners of a company that is publicly traded.
02
Entities that are required to report ownership changes in equity securities.
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SEC Form 3 is a document that must be filed with the Securities and Exchange Commission (SEC) by individuals who are considered insiders of a publicly traded company. It is used to report the acquisition of equity securities.
Company insiders, including officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 3.
To fill out SEC Form 3, insiders must provide their name, address, the name of the company, their relationship to the company, and details of their ownership, including the number of shares owned and the nature of the ownership.
The purpose of SEC Form 3 is to provide transparency regarding the ownership of securities by insiders, allowing investors to be informed about the stock holdings of individuals who have access to important company information.
Information that must be reported on SEC Form 3 includes the name and address of the insider, the name of the company, the relationship of the insider to the company, and the details of the insider's securities ownership, including the number of shares and the date of acquisition.
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