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This form is used to report changes in beneficial ownership of securities by reporting persons under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940.
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain a copy of SEC Form 4 from the SEC website or your broker.
02
Enter your name and the name of the company whose securities you are reporting.
03
Fill out the date of the transaction.
04
Provide details of the securities involved, including the number of shares bought or sold.
05
Indicate the price per share and the total value of the transaction.
06
Specify the nature of the transaction (e.g., purchase, sale, option exercise).
07
Include any relevant relationships to the company, such as being a director or officer.
08
Review the form for accuracy and completeness.
09
Sign and date the form.
10
Submit the completed form to the SEC electronically or through the appropriate channel.

Who needs sec form 4?

01
SEC Form 4 is required for corporate insiders, such as officers, directors, and beneficial owners of more than 10% of a registered class of equity securities.
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SEC Form 4 is a filing required by the Securities and Exchange Commission (SEC) to report transactions in a company's securities by its officers, directors, and certain shareholders.
Officers, directors, and beneficial owners of more than 10% of a company's registered equity securities are required to file SEC Form 4.
To fill out SEC Form 4, one must provide information such as the name of the reporting person, the relationship to the company, the date of the transaction, the amount of securities involved, and the price at which the securities were bought or sold.
The purpose of SEC Form 4 is to provide transparency regarding the buying and selling of a company's securities by its insiders, which helps investors make informed decisions.
The information that must be reported on SEC Form 4 includes the name of the reporting person, relationship to the issuer, transaction date, title of the security, transaction type (purchase/sale), number of shares, and price per share.
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