Form preview

Get the free Sec Form 3

Get Form
This form is used to report the initial statement of beneficial ownership of securities by reporting persons as required by the SEC under the Securities Exchange Act of 1934.
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec form 3

Edit
Edit your sec form 3 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your sec form 3 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit sec form 3 online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
To use our professional PDF editor, follow these steps:
1
Register the account. Begin by clicking Start Free Trial and create a profile if you are a new user.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit sec form 3. Replace text, adding objects, rearranging pages, and more. Then select the Documents tab to combine, divide, lock or unlock the file.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
pdfFiller makes dealing with documents a breeze. Create an account to find out!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out sec form 3

Illustration

How to fill out sec form 3

01
Obtain a copy of SEC Form 3 from the SEC website or your brokerage.
02
Fill in your name and address in the appropriate fields.
03
Indicate your relationship to the issuer (e.g., officer, director, or beneficial owner).
04
Enter the name of the company you are reporting for.
05
Provide details of your ownership, including the number of shares owned and the type of security.
06
Sign and date the form to certify the information provided is accurate.
07
Submit the completed form electronically through the SEC's EDGAR system or by mail.

Who needs sec form 3?

01
SEC Form 3 needs to be filed by insiders of a company, including directors, officers, and beneficial owners of more than 10% of any class of the company's equity securities.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.8
Satisfied
25 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

sec form 3 is ready when you're ready to send it out. With pdfFiller, you can send it out securely and get signatures in just a few clicks. PDFs can be sent to you by email, text message, fax, USPS mail, or notarized on your account. You can do this right from your account. Become a member right now and try it out for yourself!
As a PDF editor and form builder, pdfFiller has a lot of features. It also has a powerful e-signature tool that you can add to your Chrome browser. With our extension, you can type, draw, or take a picture of your signature with your webcam to make your legally-binding eSignature. Choose how you want to sign your sec form 3 and you'll be done in minutes.
You can make any changes to PDF files, such as sec form 3, with the help of the pdfFiller mobile app for Android. Edit, sign, and send documents right from your mobile device. Install the app and streamline your document management wherever you are.
SEC Form 3 is a form filed with the Securities and Exchange Commission (SEC) by certain corporate insiders, including directors, officers, and beneficial owners of a company, to disclose their ownership of the company's securities.
Individuals required to file SEC Form 3 include directors, officers, and anyone who owns more than 10% of the company's equity securities.
To fill out SEC Form 3, insiders must provide their name, the name of the company, their relationship to the company, the date of the filing, and the amount of securities they own.
The purpose of SEC Form 3 is to provide transparency in the ownership of securities by corporate insiders, allowing investors to track insider trading activities.
SEC Form 3 requires the reporting of the insider's name, title, the name of the security, the date of the transaction, and the number of shares owned or disposed of.
Fill out your sec form 3 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.