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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a document filed with the Securities and Exchange Commission (SEC) that provides notice of an exempt offering of securities under Regulation D.
Issuers of securities that are conducting exempt offerings under Regulation D must file Form D.
Form D can be filled out online through the SEC's EDGAR system, providing details such as the issuer's identity, the offering amount, and the use of proceeds.
The purpose of Form D is to provide the SEC and state regulators with information about exempt offerings and to assist in the regulation of the securities market.
Form D requires information such as the issuer's name, the offering amount, the type of securities offered, the number of investors, and information about the executive officers and directors.
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