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This form is used to report initial beneficial ownership of securities pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. It includes information about the reporting person, issuer, and securities owned.
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What is form 3?
Form 3 is a document required for reporting certain financial and ownership information by individuals or entities, typically used in regulatory contexts such as securities and exchange commission filings.
Who is required to file form 3?
Form 3 must be filed by insiders of a publicly traded company, including directors, officers, and beneficial owners of more than 10% of a company's stock.
How to fill out form 3?
To fill out Form 3, you need to provide details such as the name of the insider, their relationship to the company, the amount of securities held, and the date of the transaction, along with any necessary signatures.
What is the purpose of form 3?
The purpose of Form 3 is to provide transparency in the securities markets by disclosing the holdings and transactions of insiders, helping to prevent insider trading and protect investors.
What information must be reported on form 3?
Form 3 requires reporting information such as the insider's name, position, the type of securities held, the number of shares owned, and the date when the ownership was acquired.
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