Get the free NZFMA Regulatory Training Workshop

NZFMA Regulatory Training Workshop Wellington 3 May | Auckland 5 May Earn 2 CPD HoursThe New Zealand Financial Markets Association is pleased to provide these Workshops.Simon Jensen (Consultant), Emma Geard (Senior Solicitor) and Michelle Tustin (Solicitor) will provide an overview of:oThe following legal obligations: Parts 2, 5 and subpart 5A of part 6 of the FMCA Protected Disclosures Act 2000 (and new upcoming bill) KYC obligations under the AML/CFT Act Prohibitions

How to fill out nzfma regulatory training workshop

How to fill out nzfma regulatory training workshop

1. Visit the NZFMA official website to access the regulatory training workshop information.
2. Register for the workshop by filling out the online application form.
3. Provide necessary personal and professional details as required in the registration form.
4. Select the preferred workshop date and time from the available options.
5. Submit the registration form and await confirmation via email.
6. Prepare for the workshop by reviewing any pre-requisites or recommended materials provided.
7. Attend the workshop and complete any required assessments or evaluations post-training.

Who needs nzfma regulatory training workshop?

1. Financial market participants who are involved in capital markets.
2. Compliance officers and regulatory professionals in financial institutions.
3. Individuals seeking to enhance their understanding of NZFMA regulations.
4. Investment advisors and financial planners needing to comply with regulatory standards.
5. Anyone looking to stay updated with the latest regulatory changes in New Zealand's financial markets.

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What is nzfma regulatory training workshop?

The NZFMA regulatory training workshop is a program designed to educate participants about the regulations and compliance requirements under the New Zealand Financial Markets Authority's guidelines.

Who is required to file nzfma regulatory training workshop?

Individuals and entities involved in financial markets activities in New Zealand are required to file for the NZFMA regulatory training workshop, including financial advisors, brokers, and other market participants.

How to fill out nzfma regulatory training workshop?

To fill out the NZFMA regulatory training workshop, participants must complete the registration form, provide necessary personal and professional details, and submit any required documents to the authorities.

What is the purpose of nzfma regulatory training workshop?

The purpose of the NZFMA regulatory training workshop is to ensure that participants understand their regulatory obligations, enhance compliance knowledge, and promote best practices within the financial markets.

What information must be reported on nzfma regulatory training workshop?

Participants must report their attendance, the topics covered during the workshop, training outcomes, and any assessments or certifications obtained as part of the NZFMA regulatory training workshop.