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This form is filed by reporting persons under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 to report changes in beneficial ownership of securities. It includes details about transactions involving securities, relationships of reporting persons to the issuer, and required signatures.

How to fill out form 4

How to fill out form 4

1. Obtain a copy of Form 4 from the relevant authority or website.
2. Read the instructions carefully before filling out the form.
3. Provide your personal information, including your name, address, and contact details in the designated sections.
4. Fill in any specific details required by the form, such as dates, identification numbers, or relevant qualifications.
5. Review the form for accuracy and completeness before submission.
6. Sign and date the form where indicated.

Who needs form 4?

1. Individuals applying for specific licenses or permissions that require verification.
2. Students or candidates submitting applications for educational or examination purposes.
3. Employees or professionals needing to file for compliance or regulatory reasons.

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What is form 4?

Form 4 is a filing required by the U.S. Securities and Exchange Commission (SEC) that discloses the purchase or sale of securities by an officer, director, or beneficial owner of a publicly traded company.

Who is required to file form 4?

Officers, directors, and beneficial owners of more than 10% of a registered class of equity securities are required to file Form 4.

How to fill out form 4?

To fill out Form 4, individuals must provide details such as their name, title, the name of the issuer, the date of the transaction, the number of shares involved, the type of security, and the ownership amount before and after the transaction. This form must be submitted electronically through the EDGAR system.

What is the purpose of form 4?

The purpose of Form 4 is to provide transparency and keep the public informed about the buying and selling of securities by insiders of a company, thereby helping to prevent insider trading.

What information must be reported on form 4?

Form 4 requires the reporting of the insider's name, relationship to the issuer, transaction date, transaction code (such as purchase, sale, or other), the number of securities bought or sold, the price per share, and the total number of securities held after the transaction.