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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a filing with the Securities and Exchange Commission (SEC) that is used for companies to report a securities offering that is exempt from the standard registration requirements.
Companies that are conducting a private placement of securities and are claiming an exemption from registration under Regulation D are required to file Form D.
To fill out Form D, one must provide information such as the issuer's identity, the nature of the offering, and the exemptions being claimed. The form is typically completed online and filed electronically with the SEC.
The purpose of Form D is to provide the SEC and state regulators with information about the securities being offered in a private placement, ensuring compliance with federal securities laws.
Form D requires information such as the name of the issuer, address, phone number, type of offering, amount of money being raised, and details about the directors and officers of the issuer.
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