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This filing is made by Waters Corporation for the calendar year 2023 in accordance with Rule 13p-1 under the Securities Exchange Act. It focuses on Conflict Minerals Disclosure, detailing the usage
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Form SD, or Specialized Disclosure Report, is a form that companies must file with the Securities and Exchange Commission (SEC) to report the use of certain materials or substances in their products, particularly those that may be sourced from conflict zones.
Publicly-traded companies that are subject to the reporting requirements of the SEC and who manufacture or contract to manufacture products that may contain specific conflict minerals are required to file Form SD.
To fill out Form SD, companies must provide details about the minerals used in their products, the sources of those minerals, and whether they have conducted a due diligence process to ensure compliance with SEC regulations. This may include obtaining information from suppliers and documenting the sourcing process.
The purpose of Form SD is to provide investors and the public with transparency regarding the sourcing of conflict minerals used in products, thereby encouraging companies to source materials responsibly and to avoid contributing to human rights abuses in conflict areas.
Form SD must include information about the company's due diligence on the source and chain of custody of conflict minerals, whether the minerals come from a covered country, and the actions taken to mitigate risks associated with conflict minerals.
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