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This form is used to report changes in beneficial ownership of securities in accordance with Section 16(a) of the Securities Exchange Act of 1934. It includes details about transactions involving non-derivative and derivative securities, as well as the reporting person\'s relationship to the issuer.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or your broker.

02

Fill in your name and the name of the issuer of the securities.

03

Provide your relationship to the issuer, such as an officer or director.

04

Indicate the date of the transaction.

05

List the number of shares and the class of securities involved in the transaction.

06

Specify the nature of the transaction (e.g., purchase, sale, or other events).

07

Sign the form, certifying that the information provided is accurate.

08

Submit the completed form electronically or through mail as required.

Who needs sec form 4?

01

Individuals who are corporate officers, directors, or beneficial owners of more than 10% of a registered class of equity securities are required to file SEC Form 4.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by certain individuals when they make a change in their ownership of a company's securities.

Who is required to file sec form 4?

Insiders of a company, including executive officers, directors, and beneficial owners who own more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, individuals must provide their personal and company information, details of the transaction including the date, the type of security, the amount of securities involved, and their relationship to the company.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of company insiders, ensuring that investors have access to information about changes in ownership that may affect their investment decisions.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the insider's name, the issuer's name, the relationship to the issuer, the date of the transaction, the type of security involved, the amount of securities bought or sold, and the price at which the transaction occurred.

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