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This brochure provides comprehensive information about the qualifications and business practices of Neuberger Berman Canada ULC, including its registration as an investment adviser, types of services,
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What is client brochure?
A client brochure is a document that provides detailed information about a company's services, fees, and practices to prospective clients.
Who is required to file client brochure?
Investment advisers registered with the SEC or state regulators are generally required to file a client brochure.
How to fill out client brochure?
To fill out a client brochure, include the required disclosures about business practices, fees, conflicts of interest, and the qualifications of the advisers.
What is the purpose of client brochure?
The purpose of a client brochure is to inform clients about the adviser’s services and help them make informed decisions before hiring.
What information must be reported on client brochure?
The client brochure must report information such as the firm's background, service offerings, fees, potential conflicts of interest, and the qualifications of personnel.
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