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The Institute of Chartered Accountants of Pakistan REVIEW OF FIRMS SYSTEM OF QUALITY CONTROL UNDER ISQC1 COMPLIANCE Name of reviewer Name of the Firm Size of the Firm Name of Managing/ Senior Partner

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How to fill out review of firms system

1. Start by logging into the review of firms system.
2. Navigate to the section for submitting a new review.
3. Select the firm you want to review from the provided list or search for it using the search bar.
4. Rate the firm based on your experience using the provided rating scale.
5. Write a detailed review in the text box, outlining your feedback on their services.
6. Include any specific experiences or interactions you had with the firm.
7. Attach any relevant documents or screenshots if required or helpful.
8. Review your submission for accuracy and completeness.
9. Submit the review and check for confirmation of your submission.

Who needs review of firms system?

1. Clients or customers who have used the services of a firm.
2. Prospective clients looking for insights and feedback about a particular firm.
3. Regulatory agencies monitoring the quality of services provided by firms.
4. Firms themselves, for collecting feedback to improve their services.
5. Market analysts and researchers studying industry standards and client satisfaction.

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What is review of firms system?

The review of firms system is a process used to assess the compliance and effectiveness of a firm's operations, practices, and controls to ensure that they meet regulatory requirements and industry standards.

Who is required to file review of firms system?

Firms that are subject to regulatory oversight, such as broker-dealers, investment advisors, and other financial institutions, are typically required to file a review of their systems as part of their compliance obligations.

How to fill out review of firms system?

To fill out a review of firms system, firms should gather relevant data, document processes and controls, assess compliance with applicable regulations, and complete any required forms or reports as specified by the regulatory authority.

What is the purpose of review of firms system?

The purpose of the review of firms system is to ensure that firms operate in a compliant manner, identify areas for improvement, mitigate risks, and uphold the integrity of the financial system.

What information must be reported on review of firms system?

The information that must be reported typically includes details about the firm's internal controls, compliance policies, risk management practices, any issues identified during the review, and actions taken to address those issues.