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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a filing with the Securities and Exchange Commission (SEC) that allows companies to notify the SEC of an exempt offering of securities under Regulation D.
Companies that are conducting a securities offering that is claimed to be exempt from registration under Regulation D must file Form D.
Form D can be filled out online through the SEC's EDGAR filing system or by using a paper form. It requires information about the company, the offering, and the use of proceeds.
The purpose of Form D is to provide the SEC and potential investors with information about an offering that is exempt from the traditional registration requirements.
Form D requires reporting information such as the issuer's identity, the total amount of securities offered, the type of securities offered, and the intended use of the proceeds.
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