Get the free Sec Form 4

This form is used to report changes in beneficial ownership of securities by insiders of the company, as required by Section 16(a) of the Securities Exchange Act of 1934.

How to fill out sec form 4

How to fill out sec form 4

1. Obtain a blank SEC Form 4 from the SEC website or relevant source.
2. Fill in the name of the reporting person in the designated field.
3. Provide your relationship to the issuer, such as officer, director, or beneficial owner.
4. Include the name of the issuer and its CIK number (Central Index Key).
5. Enter the date of the transaction and indicate the type of transaction (e.g., purchase, sale).
6. Report the class of securities involved (e.g., common stock, options).
7. Indicate the number of shares affected by the transaction.
8. Disclose the price at which the transaction occurred and the total amount of the transaction.
9. Explain any additional details about the transaction as required in the comments section.
10. Review the completed form for accuracy and submit it electronically to the SEC.

Who needs sec form 4?

1. Individuals who are officers or directors of a publicly traded company.
2. Beneficial owners of more than 10% of a class of equity securities of a publicly traded company.
3. Companies that need to report insider transactions in their stock.

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What is sec form 4?

SEC Form 4 is a filing required by the Securities and Exchange Commission (SEC) that must be submitted by insiders of publicly traded companies to report their transactions involving the company's equity securities.

Who is required to file sec form 4?

Individuals classified as insiders, such as executive officers, directors, and significant shareholders (those owning more than 10% of the company's stock), are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about the transaction, including the date of the transaction, the amount of securities bought or sold, the price at which the transaction occurred, and the nature of ownership. The form must be filed electronically via the EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency regarding the buying and selling of securities by insiders, allowing investors to be informed about the trading activities of those who have access to non-public information.

What information must be reported on sec form 4?

SEC Form 4 must report information including the insider's name, the relationship to the company, the date of the transaction, the type of transaction (purchase or sale), the number of shares involved, the price per share, and the aggregate number of securities owned following the transaction.