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Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This form is filed with the SEC to disclose the beneficial ownership of securities by individuals associated with the issuer, serving as an initial statement under Section 16(a) of the Securities

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How to fill out sec form 3

01

Obtain the SEC Form 3 from the SEC's official website or your brokerage service.

02

Fill in your name, address, and the name of the issuer of the securities.

03

Indicate your relationship to the issuer (e.g., officer, director, or 10% owner).

04

Provide details of the securities being reported, including the number of shares acquired or disposed of.

05

Complete sections related to the date of transaction and prices paid.

06

Review the form for accuracy and completeness.

07

Sign and date the form.

08

Submit the form electronically through the SEC's EDGAR system.

Who needs sec form 3?

01

Individuals who are corporate officers, directors, or beneficial owners of more than 10% of a registered company's securities are required to file SEC Form 3.

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What is sec form 3?

SEC Form 3 is a document that must be filed by certain insiders of publicly traded companies to disclose their ownership of the company's securities.

Who is required to file sec form 3?

Individuals who are considered insiders, such as directors, officers, and beneficial owners of more than 10% of a company's outstanding shares, are required to file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, insiders must provide their name, address, the company's name, their relationship to the company, and details about the securities owned, including amount and type.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency in the ownership of publicly traded companies by disclosing important information about insiders' holdings.

What information must be reported on sec form 3?

SEC Form 3 must report the insider's name, address, the relationship to the company, the number and type of securities owned, and the date of the report.

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