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This form is used to report the initial statement of beneficial ownership of securities by an officer or director of the issuer, in accordance with the Securities Exchange Act and the Investment Company
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What is form 3?
Form 3 is a regulatory form filed by companies to report specific information to the Securities and Exchange Commission (SEC), often related to the ownership of securities.
Who is required to file form 3?
Form 3 is required to be filed by directors, executive officers, and beneficial owners of a company when they first acquire securities.
How to fill out form 3?
To fill out Form 3, individuals need to provide information such as their name, the title of their position, the amount of securities owned, and any related transactions.
What is the purpose of form 3?
The purpose of Form 3 is to ensure transparency in the ownership of securities by insiders of a company, allowing investors to have access to this critical information.
What information must be reported on form 3?
Form 3 requires reporting of information such as the insider's name, relationship to the company, the date of the report, and details about the securities owned, including the number of shares.
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