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Form filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, detailing the beneficial ownership of securities by reporting persons.
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What is form 3?
Form 3 is a regulatory document used by certain entities to report insider holdings and transactions to the relevant authorities.
Who is required to file form 3?
Individuals who are deemed insiders of a company, such as executives, directors, and major shareholders, are required to file Form 3.
How to fill out form 3?
To fill out Form 3, one must provide identifying information about the insider, specify the nature of their relationship to the company, and disclose their stock ownership information.
What is the purpose of form 3?
The purpose of Form 3 is to provide transparency and inform the public about the ownership of securities by insiders, thus helping to prevent insider trading.
What information must be reported on form 3?
Form 3 must report the insider's name, the name of the company, the relationship to the company, and the amount and type of securities owned.
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