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This guidance letter provides information on the logistical arrangements for the submission and publication of Application Proofs, OC Announcements, and related materials on the Exchange’s website,
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How to fill out hkex guidance letter

01
Start by downloading the HKEX guidance letter template from the official HKEX website.
02
Read through the letter thoroughly to understand the requirements.
03
Fill in the necessary company information, including the company name and registration details.
04
Clearly describe the purpose of the guidance letter and any specific issues that require clarification.
05
Provide a summary of the relevant facts and circumstances pertaining to the inquiry.
06
Include any supporting documents or evidence that may help clarify your position.
07
Review the letter for clarity, accuracy, and completeness.
08
Submit the completed guidance letter to HKEX following their submission guidelines.

Who needs hkex guidance letter?

01
Companies listed on the Hong Kong Stock Exchange or planning to list.
02
Any organization seeking clarification on compliance with HKEX rules and regulations.
03
Firms that require guidance on specific transactions or activities that may impact their market conduct.
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The HKEX guidance letter is a document issued by the Hong Kong Exchanges and Clearing Limited that provides guidance on the application of rules and regulations to listed companies, helping them understand their obligations and compliance requirements.
Listed companies on the Hong Kong Stock Exchange that seek clarification or guidance on compliance with the Listing Rules are required to file an HKEX guidance letter.
To fill out the HKEX guidance letter, companies should provide detailed information regarding their specific inquiry, outline relevant circumstances and any applicable rules, and include any supporting documents that may assist in the review process.
The purpose of the HKEX guidance letter is to provide clarity and assistance to listed companies regarding the interpretation and application of rules, thereby ensuring compliance and promoting good corporate governance.
The HKEX guidance letter must report information such as the nature of the inquiry, the specific rules in question, relevant background facts, and any additional details necessary for HKEX to provide informed guidance.
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