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This form is used to report initial statements of beneficial ownership of securities by reporting persons, in accordance with Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h)
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How to fill out sec form 3

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How to fill out sec form 3

01
Obtain the SEC Form 3 from the SEC website or through your brokerage.
02
Fill in your name and address in the designated fields.
03
Enter your relationship to the issuer of the securities.
04
Indicate the securities you are reporting on by providing the title, class, and exact number of shares.
05
Complete information regarding the transaction date and the amount of securities involved.
06
Review the form for any errors or missing information.
07
Submit the completed form electronically through the SEC EDGAR system or mail it to the appropriate SEC office.

Who needs sec form 3?

01
Individuals who are officers, directors, or 10% shareholders of a publicly traded company.
02
Those required to report their ownership of the company's securities.
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SEC Form 3 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of publicly traded companies to report their ownership of company securities.
Individuals who are considered insiders, such as executive officers, directors, and significant shareholders of a publicly traded company, are required to file SEC Form 3.
To fill out SEC Form 3, insiders must provide information including their name, the name of the company, the date of the transaction, and details about the securities owned or acquired. It's typically filed electronically through the SEC's EDGAR system.
The purpose of SEC Form 3 is to provide transparency and to inform the public about the securities ownership of company insiders, helping to prevent insider trading and promote market integrity.
SEC Form 3 requires reporting of the insider's name, the company's name, the date of the report, the type of securities owned, the number of shares or units owned, and any changes in ownership.
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