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This form is used to report changes in beneficial ownership of securities by certain insiders and affiliates as per Section 16(a) of the Securities Exchange Act of 1934.

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How to fill out sec form 4

01

Step 1: Gather relevant information about the transaction, including the date, amount, and the nature of the transaction.

02

Step 2: Access the SEC Form 4 on the SEC's website or the EDGAR database.

03

Step 3: Fill in the personal information section, including the name of the reporting person and their relationship to the issuer.

04

Step 4: Enter the details of the securities transaction in the appropriate fields, including the type of security, the transaction date, and the number of shares involved.

05

Step 5: Review the transaction codes and select the appropriate code that corresponds with the nature of the transaction.

06

Step 6: Confirm any change in the ownership of the securities, indicating if it's an acquisition or a disposition.

07

Step 7: Provide any required additional information or comments in the designated sections.

08

Step 8: Review the form for accuracy and completeness before submission.

09

Step 9: Submit the form electronically through the SEC's EDGAR system.

Who needs sec form 4?

01

Any officer, director, or beneficial owner of more than 10% of a registered class of equity securities of a publicly traded company is required to file SEC Form 4.

02

Individuals involved in corporate transactions related to the company's stocks need to file this form to disclose their transactions to the SEC.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report the purchase or sale of securities by officers, directors, and beneficial owners of a company. It is used to disclose changes in ownership of the company's stock.

Who is required to file sec form 4?

Officers, directors, and any beneficial owners of more than 10% of a class of the company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, you need to provide information about the reporting person's relationship to the company, details of the transaction including date, number of securities bought or sold, price, and the type of securities involved. The form must be filed electronically through the SEC's EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of company insiders, allowing investors to monitor their buying and selling of company stock and thereby helping to prevent insider trading.

What information must be reported on sec form 4?

SEC Form 4 must report the reporting person's name and address, their relationship to the company, transaction details (date, number of shares, type of security, price), and whether the transaction was a purchase or sale.

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