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This form is filed to report changes in the beneficial ownership of securities by a reporting person under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company
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What is form 4?
Form 4 is a document required by the Securities and Exchange Commission (SEC) for insiders of publicly traded companies to report their transactions in the company's securities.
Who is required to file form 4?
Corporate insiders, including officers, directors, and any beneficial owners of more than 10% of a company's voting stock, are required to file Form 4.
How to fill out form 4?
To fill out Form 4, insiders must provide their personal information, details about the transaction such as date, securities involved, and the nature of the transaction. It must then be signed and submitted to the SEC.
What is the purpose of form 4?
The purpose of Form 4 is to provide transparency in the securities trading activities of corporate insiders, ensuring that investors are informed of potential conflicts of interest and changes in insider ownership.
What information must be reported on form 4?
Form 4 requires reporting of the insider's name, relationship to the company, date of the transaction, type of securities involved, the number of shares bought or sold, and the transaction price.
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