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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act. This document
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Form D is a notice of exempt offering of securities that is filed with the Securities and Exchange Commission (SEC) in the United States. It is used by companies to report certain information about the offering of securities that meet the criteria for exemption from the registration requirements under Regulation D.
Companies that are conducting an exempt offering of securities under Regulation D are required to file Form D. This typically includes private companies that are seeking to raise capital from accredited investors or through crowdfunding.
To fill out Form D, companies must provide basic information about the issuer, the exemption being relied upon, the types of securities being offered, and details about the offering. The form must be filed electronically with the SEC through its EDGAR system.
The purpose of Form D is to provide the SEC with notice of an exempt offering of securities. It helps regulators monitor capital raising activities and ensures that companies seeking exemptions comply with federal securities laws.
Form D requires reporting information such as the issuer's name and address, the type of securities offered, the total amount being raised, the exemption being relied upon, information about promoters and related parties, and the intended use of proceeds from the offering.
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