Get the free Change in Control Notification (section 178 Notice) template

This form should be completed by a UK authorised fund manager wishing to acquire 10% or more but less than 20% control in a UK firm regulated by PRA and FCA. It includes important information about

How to fill out change in control notification

How to fill out change in control notification

1. Identify the triggering event that requires a change in control notification.
2. Gather all necessary documentation related to the change in control, including agreements, financial statements, and corporate resolutions.
3. Complete the change in control notification form, ensuring all required fields are filled accurately.
4. Provide a detailed explanation of the nature of the change in control, including any relevant dates and involved parties.
5. Attach supporting documents that validate the change, such as contracts or board meeting minutes.
6. Review the completed notification for accuracy and completeness.
7. Submit the change in control notification to the appropriate regulatory body or governing authority.

Who needs change in control notification?

1. Companies undergoing a merger or acquisition.
2. Any corporation experiencing a significant ownership shift.
3. Shareholders who must be informed of changes affecting the control of the company.
4. Regulatory agencies monitoring compliance with corporate governance laws.
5. Potential investors analyzing the company’s stability and continuity.

What is Change in Control Notification (section 178 Notice) Form?

The Change in Control Notification (section 178 Notice) is a document that has to be filled-out and signed for specific reasons. In that case, it is provided to the relevant addressee in order to provide specific details and data. The completion and signing can be done or via an appropriate service like PDFfiller. These tools help to complete any PDF or Word file without printing them out. While doing that, you can edit it for the needs you have and put legit digital signature. Once done, the user ought to send the Change in Control Notification (section 178 Notice) to the respective recipient or several of them by mail and also fax. PDFfiller includes a feature and options that make your document of MS Word extension printable. It has a variety of settings for printing out. It does no matter how you will deliver a document - physically or by email - it will always look professional and clear. In order not to create a new file from scratch again and again, make the original document as a template. Later, you will have a rewritable sample.

Change in Control Notification (section 178 Notice) template instructions

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How should you fill out the Change in Control Notification (section 178 Notice) template

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What is change in control notification?

A change in control notification is a formal declaration that informs relevant authorities or stakeholders about a significant change in the ownership or control of a company, typically involving mergers, acquisitions, or significant share transfers.

Who is required to file change in control notification?

Typically, the parties involved in the transaction, such as the acquiring company or the entity undergoing the change, are required to file a change in control notification. This can include individuals or organizations in a position to exercise control over the company.

How to fill out change in control notification?

To fill out a change in control notification, parties must provide all relevant details related to the transaction, including the identities of the parties involved, the nature of the control change, and any financial or structural implications. Specific requirements may vary depending on jurisdiction.

What is the purpose of change in control notification?

The purpose of a change in control notification is to ensure transparency and regulatory compliance during significant corporate transitions, allowing regulators to assess the implications of the change on competition and market dynamics.

What information must be reported on change in control notification?

Information that must be reported typically includes the names and addresses of involved parties, details of the transaction, the percentage of control being acquired or lost, and any other relevant financial information, as required by regulatory bodies.