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Name: Fillable Online Annual Statement of Changes in Beneficial Ownership Fax Email Print - pdfFiller
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This form is filed by individuals or groups to report changes in beneficial ownership of securities, including transactions made pursuant to Rule 10b5-1(c). It is an annual statement required by Section

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How to fill out sec form 5

01

Begin by downloading the SEC Form 5 from the SEC website or from your brokerage's resources.

02

Fill in the identification section with your name, address, and contact information.

03

Specify your relationship to the issuer of the securities.

04

Complete the table regarding the nature of your ownership, including the number of shares and the date of acquisition.

05

Disclose any transactions that occurred during the filing period, including purchases, sales, and other changes.

06

Double-check your entries for accuracy and completeness.

07

Sign and date the form.

08

Submit the form via the SEC's EDGAR system or send it to the appropriate physical address.

Who needs sec form 5?

01

Individuals who are insiders of a company, such as officers, directors, and beneficial owners of more than 10% of a registered class of the company's equity securities.

02

Other parties that must report changes in their ownership as required by SEC regulations.

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What is sec form 5?

SEC Form 5 is a form used by insiders of a company to report transactions in the company's securities. It is filed annually and is required for reporting any changes in ownership.

Who is required to file sec form 5?

Insiders of a public company, including officers, directors, and beneficial owners of more than 10% of the company's stock, are required to file SEC Form 5.

How to fill out sec form 5?

To fill out SEC Form 5, insiders must provide details about their transactions involving the company's securities, including the date of the transaction, security type, number of shares, price per share, and any other required disclosures as stipulated by the SEC.

What is the purpose of sec form 5?

The purpose of SEC Form 5 is to provide transparency and prevent insider trading by requiring insiders to report their securities transactions to the SEC.

What information must be reported on sec form 5?

SEC Form 5 requires reporting information such as the insider's name, the name of the issuer, transaction dates, the type of security involved, the amount of securities transacted, the price per share, and nature of the ownership.

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