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This form is used to report changes in beneficial ownership of securities by insiders of a company according to Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain a copy of SEC Form 4 from the SEC's website or your broker.
02
Fill in your personal information including name, address, and title.
03
Provide details about the securities transaction, including the date, type of transaction (purchase or sale), and number of shares.
04
Indicate the class of securities involved (e.g., common stock, preferred stock).
05
Include the price at which the transaction occurred and any other relevant details.
06
Sign and date the form, certifying that all information is accurate.
07
Submit the completed Form 4 to the SEC electronically or by mail within two business days of the transaction.

Who needs sec form 4?

01
Corporate officers and directors of publicly traded companies.
02
Beneficial owners of more than 10% of a class of registered equity securities.
03
Anyone who is required to report changes in their ownership of a company’s securities.
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SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in the holdings of company insiders, which include officers, directors, and significant shareholders.
Individuals who are considered insiders of a publicly traded company, such as executive officers, directors, and shareholders owning more than 10% of the company's shares, are required to file SEC Form 4.
To fill out SEC Form 4, insiders must provide information including their name, address, relationship to the company, the nature of the transaction, the date of the transaction, the amount of securities involved, and the ownership after the transaction. The form must be filed electronically through the SEC's EDGAR system.
The purpose of SEC Form 4 is to ensure transparency and provide the public with information about insider trading activities, helping to prevent fraud and ensure that all investors have access to material information.
SEC Form 4 must report information such as the insider's name, relationship to the company, date of the transaction, amount of securities involved, type of security (e.g., stock or option), transaction price, and the amount of securities held after the transaction.
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