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This form is used to report changes in beneficial ownership of equity securities by insiders, pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the SEC website or designated office.

02

Fill in the name of the reporting person, including their address and relationship to the company.

03

Indicate the name of the issuer and the title of the securities being reported.

04

Specify the transaction date and the amount of securities involved in the transaction.

05

Fill out the ownership information, detailing both the direct and indirect ownership of the securities.

06

Review the form for accuracy and completeness.

07

Sign and date the form.

08

Submit the completed form electronically through the SEC's online filing system or send it to the appropriate SEC office.

Who needs sec form 4?

01

Any executive officers, directors, or beneficial owners of more than 10% of a class of a company's equity securities must file SEC Form 4 when they engage in a transaction involving the company's securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in the ownership of a company's securities by its insiders.

Who is required to file sec form 4?

Insiders, including officers, directors, and beneficial owners of more than 10% of a company's securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information about the security transaction, including details such as the individual's name, relationship to the issuer, transaction date, and amount of securities involved.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and disclosure regarding insider trading activities, helping to prevent fraud and insider trading by keeping the public informed.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's name, position, transaction date, number of shares transacted, nature of the ownership (direct or indirect), and price per share.

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