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Notice of Exempt Offering of Securities filed under Regulation D and Section 4(6) of the Securities Act, detailing information about D. E. Shaw Employee Securities Company, L.L.C.
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What is form d?
Form D is a filing with the Securities and Exchange Commission (SEC) that companies use to report exempt offerings of securities under Regulation D of the Securities Act of 1933.
Who is required to file form d?
Companies that are conducting a private placement of securities and are claiming an exemption under Regulation D are required to file Form D.
How to fill out form d?
To fill out Form D, issuers must provide information including details of the issuer, the offering, and the exemption being claimed, along with identifying information for executives and the total amount raised.
What is the purpose of form d?
The purpose of Form D is to notify the SEC of certain exempt securities offerings and to provide basic information to investors about the company and the offering.
What information must be reported on form d?
Form D requires the reporting of details such as the type of offering, amount of the offering, business address, total number of investors, and a description of the exemption being claimed.
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