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Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a filing with the Securities and Exchange Commission (SEC) that companies use to report exempt securities offerings under Regulation D of the Securities Act of 1933.
Companies that are offering securities that are exempt from registration under Regulation D must file Form D.
To fill out Form D, the issuer must provide specific information about the company, the offering, the type of security, and the exemption being claimed.
The purpose of Form D is to give the SEC an opportunity to review offerings that are exempt from full registration requirements and to keep a public record of such offerings.
Information that must be reported on Form D includes the name and address of the issuer, the type of securities offered, the total amount of securities offered, and the federal and state exemptions being relied upon.
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