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This form is used to report changes in the beneficial ownership of a company\'s securities by directors, officers, and significant shareholders. It is filed pursuant to Section 16(a) of the Securities

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or your broker.

02

Fill in your personal information including name, address, and phone number.

03

Provide details about the reporting person's relationship to the issuer.

04

Enter the transaction date and nature of the transaction (e.g., purchase, sale, etc.).

05

Specify the number of securities involved and the price at which the transaction occurred.

06

Disclose any other required information related to the transaction, as specified in the instructions.

07

Review the form for accuracy and completeness.

08

Sign and date the form.

09

Submit the completed form to the SEC within the required timeframe.

Who needs sec form 4?

01

Corporate officers and directors of public companies.

02

Individuals who own 10% or more of a registered class of equity securities.

03

Entities or individuals who are involved in transactions related to securities.

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What is sec form 4?

SEC Form 4 is a form that must be filed with the SEC by insiders of a company to report transactions in the company's securities.

Who is required to file sec form 4?

Individuals classified as insiders, including officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details such as their name, occupation, transaction dates, the amount of securities bought or sold, and the price per share.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of company insiders to help prevent insider trading and inform the public about insider ownership changes.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the insider's name, relationship to the company, transaction date, transaction type (buy/sell), number of securities involved, and the price of the securities.

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