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Official notice of an offering of securities made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
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Form D is a notice that companies are required to file with the Securities and Exchange Commission (SEC) to report certain exempt securities offerings under Regulation D.
Any company that sells securities in a private placement under Regulation D is required to file Form D with the SEC.
Form D can be filled out electronically through the SEC's EDGAR filing system, providing required information about the issuer, the offering, and the investors.
The purpose of Form D is to provide the SEC and state regulators with information about the company's private offering, ensuring compliance with securities laws.
Form D requires reporting information such as the name and address of the issuer, the type of securities offered, the total amount of the offering, and information about investors and any related persons.
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