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Get the free Rule 15c2-12 Filing Cover Sheet

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This document serves as a cover sheet for submissions to the Municipal Securities Rulemaking Board\'s Electronic Municipal Market Access (EMMA), detailing various general obligation and tax bonds
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How to fill out rule 15c2-12 filing cover

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How to fill out rule 15c2-12 filing cover

01
Begin with the title 'Rule 15c2-12 Filing Cover'.
02
Include the name of the issuer.
03
List the type of securities being offered.
04
Provide the CUSIP number associated with the securities.
05
Specify the date of the filing.
06
Indicate the contact information of the designated representative.
07
Confirm if this is an initial disclosure or a continuing disclosure.
08
Sign and date the cover.

Who needs rule 15c2-12 filing cover?

01
Municipal issuers who are seeking to offer securities to investors.
02
Underwriters and financial institutions involved in the issuance of municipal securities.
03
Entities required to disclose financial information regularly under municipal securities laws.
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Rule 15c2-12 filing cover is a form required by the Securities and Exchange Commission (SEC) that facilitates the filing and dissemination of official statements related to municipal securities. It helps ensure that the necessary information is properly disclosed to investors.
Municipal issuers and other obligated persons involved in the issuance of municipal securities are required to file the rule 15c2-12 filing cover to comply with disclosure requirements set by the SEC.
To fill out a rule 15c2-12 filing cover, one must provide details such as the issuer's name, the title of the securities, the date of the issue, and the specific sections of the rule that are being complied with. Ensure all relevant information and attachments are included.
The purpose of the rule 15c2-12 filing cover is to ensure transparency and provide investors with essential information about the municipal securities being offered, thus protecting their interests and promoting informed investment decisions.
The information that must be reported on the rule 15c2-12 filing cover includes the issuer's name, the title of the securities, description of the offering, and the specific documents being filed. Additional details may include contact information for further inquiries.
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