Get the free Sec Form 3

Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.1 (26 reviews)

Get Form

Show details

This form is filed to report the initial statement of beneficial ownership of securities as required by the Securities Exchange Act of 1934. It includes details about the reporting person, their relationship

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec form 3

Edit your sec form 3 form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your sec form 3 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing sec form 3 online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

Use the instructions below to start using our professional PDF editor:

1

Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.

2

Simply add a document. Select Add New from your Dashboard and import a file into the system by uploading it from your device or importing it via the cloud, online, or internal mail. Then click Begin editing.

3

Edit sec form 3. Add and replace text, insert new objects, rearrange pages, add watermarks and page numbers, and more. Click Done when you are finished editing and go to the Documents tab to merge, split, lock or unlock the file.

4

Save your file. Select it from your records list. Then, click the right toolbar and select one of the various exporting options: save in numerous formats, download as PDF, email, or cloud.

With pdfFiller, it's always easy to deal with documents.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out sec form 3

01

Obtain a copy of SEC Form 3 from the SEC website or your broker.

02

Fill in your personal information, including your name, address, and the date.

03

Indicate the relationship to the issuer, such as officer, director, or 10% shareholder.

04

Provide details regarding the securities being reported, including the amount and class of securities.

05

Specify the date of the transaction and the value of the securities, if necessary.

06

Sign and date the form to certify that the information provided is accurate.

07

Submit the completed form electronically through the SEC's EDGAR system or mail it to the appropriate address.

Who needs sec form 3?

01

Individuals who are officers, directors, or beneficial owners of more than 10% of a company's equity securities.

Fill form : Try Risk Free

Rate the form

4.1

Satisfied

26 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

How can I send sec form 3 for eSignature?

To distribute your sec form 3, simply send it to others and receive the eSigned document back instantly. Post or email a PDF that you've notarized online. Doing so requires never leaving your account.

How do I edit sec form 3 in Chrome?

sec form 3 can be edited, filled out, and signed with the pdfFiller Google Chrome Extension. You can open the editor right from a Google search page with just one click. Fillable documents can be done on any web-connected device without leaving Chrome.

How do I fill out the sec form 3 form on my smartphone?

Use the pdfFiller mobile app to fill out and sign sec form 3. Visit our website (https://edit-pdf-ios-android.pdffiller.com/) to learn more about our mobile applications, their features, and how to get started.

What is sec form 3?

SEC Form 3 is a filing required by the U.S. Securities and Exchange Commission (SEC) for company insiders to report their ownership of a company's equity securities.

Who is required to file sec form 3?

Individuals who are considered insiders of a company, such as officers, directors, and owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 3.

How to fill out sec form 3?

SEC Form 3 must be filled out by providing details like the insider's information, their relationship to the company, and specifics about the securities owned. The form can typically be completed online through the SEC's EDGAR system.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency and inform the public about the insider ownership of a company, thereby helping to prevent insider trading.

What information must be reported on sec form 3?

SEC Form 3 requires reporting of the insider's name, their relationship to the company, the date of the report, and details of the beneficial ownership of equity securities, including the number of shares owned.

Fill out your sec form 3 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now