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Este formulario se utiliza para presentar la declaración inicial de propiedad beneficiosa de valores según la Sección 16(a) de la Ley de Valores de 1934 o la Sección 30(h) de la Ley de la Compañía
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How to fill out sec form 3

01
Obtain the SEC Form 3 from the SEC's website or your broker.
02
Fill in the name of the reporting person and the relationship to the issuer.
03
Enter the issuer's name and the title of the security.
04
Provide the date of the transaction, as well as the transaction code.
05
Indicate the amount of securities acquired or disposed of.
06
Include the ownership form (direct or indirect) and specify if the transaction was an acquisition or disposal.
07
Ensure that all information is accurate and complete.
08
Sign and date the form before submission.
09
Submit the form electronically through the SEC's EDGAR system, or by mail if required.

Who needs sec form 3?

01
Insiders of a company, including officers, directors, and beneficial owners of more than 10% of a class of equity securities, need to file SEC Form 3.
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SEC Form 3 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) by insiders of publicly traded companies, including officers, directors, and significant shareholders, to disclose their ownership of the company's securities.
Individuals who are considered insiders, such as officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 3.
To fill out SEC Form 3, insiders must provide information including their name, relationship to the company, the securities owned, and the date of becoming an insider. The form can typically be filed electronically through the SEC's EDGAR system.
The purpose of SEC Form 3 is to promote transparency and to disclose the ownership interests of company insiders, thereby providing investors with important information regarding potential conflicts of interest or insider trading.
SEC Form 3 requires reporting of the insider's name, title or position with the company, the date of becoming an insider, and the amount and type of securities that they own, including any options or derivatives.
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