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This form is used to report changes in the beneficial ownership of securities by directors, officers, and beneficial owners of 10% or more of a registered class of equity securities.

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How to fill out sec form 4

01

Obtain the SEC Form 4 from the official SEC website or your broker.

02

Fill in your name, address, and the form's date at the top of the form.

03

Provide information regarding your relationship to the company (e.g., officer, director, or shareholder).

04

Detail the securities being reported, including the number of shares and type of securities (e.g., common or preferred stock).

05

Indicate the transaction date and the amount involved in the transaction.

06

If applicable, provide information about any options or derivative securities.

07

Sign and date the document at the bottom.

08

Submit the completed SEC Form 4 electronically via the SEC's EDGAR system or fax it to the appropriate number.

Who needs sec form 4?

01

Individuals who are corporate officers or directors of a public company.

02

Shareholders owning more than 10% of a class of equity securities of a public company.

03

Any person required to report their transactions in the company's securities under the SEC regulations.

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What is sec form 4?

SEC Form 4 is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in the holdings of securities by corporate insiders, such as officers, directors, and beneficial owners of more than 10% of a company's equity.

Who is required to file sec form 4?

Corporate insiders, including executive officers, directors, and any individual or entity owning more than 10% of a company's shares, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information such as their name, the ownership level before and after the transaction, the date of the transaction, the nature of the transaction, and details about the securities involved.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency regarding the trading activities of insiders in a public company, helping to ensure that investors have access to information about potential conflicts of interest and insider trading.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the insider's name, relationship to the company, the date of the transaction, the type of transaction (e.g., purchase or sale), number of shares transacted, and the amount of securities owned after the transaction.

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