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This form is used to report changes in the beneficial ownership of securities by insiders of a company, as required by Section 16(a) of the Securities Exchange Act of 1934.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or through your company's compliance department.

02

Fill in your name, address, and the name of the issuer on the first part of the form.

03

Indicate the relationship of the filer to the issuer (e.g., officer, director, beneficial owner).

04

Specify the transaction date and the type of report being filed (initial or amended).

05

Provide details of the underlying securities such as the number of shares, the price at which they were purchased or sold, and the transaction type.

06

Sign and date the form, certifying that the information provided is true and complete.

07

Submit the completed form electronically through the SEC’s EDGAR system or as required by your regulatory body.

Who needs sec form 4?

01

Individuals who are executive officers, directors, or beneficial owners of more than 10% of a registered class of the issuer's equity securities need to fill out SEC Form 4.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by officers, directors, and beneficial owners of a company's securities to report changes in their ownership.

Who is required to file sec form 4?

Officers, directors, and beneficial owners of more than 10% of a company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, individuals must provide information such as their name, relationship to the company, the date of the transaction, the amount of securities involved, and the nature of the transaction (buy, sell, etc.).

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and ensure that the investing public is informed about the buying and selling activities of insiders within a company.

What information must be reported on sec form 4?

SEC Form 4 must report the name of the insider, their relationship to the company, the date of the transaction, the type of transaction, the number of shares involved, the price per share, and any other relevant details.

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