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This form is used to report changes in beneficial ownership of securities, specifically concerning transactions made by officers, directors, and significant shareholders of a public company. It includes

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How to fill out sec form 4

01

Obtain SEC Form 4 from the SEC website or your financial advisor.

02

Enter the reporting person's name and address.

03

Indicate the relationship of the reporting person to the company.

04

Fill out details regarding the securities, including shares purchased, sold, or optioned.

05

Specify the transaction date and the transaction code.

06

Complete the table for the securities transactions, including the number of securities and the nature of ownership.

07

Sign and date the form.

08

Submit the completed form electronically through the SEC's EDGAR system or by mail, ensuring to meet the filing deadline.

Who needs sec form 4?

01

Individuals who are corporate officers, directors, or beneficial owners of more than 10% of a registered class of a company's equity securities.

02

Companies that need to report changes in their ownership of securities.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a company to report their ownership and transactions in the company's securities.

Who is required to file sec form 4?

Individuals who are considered insiders of a company, such as executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about their stock transactions, including the date of the transaction, the type of transaction (purchase, sale, etc.), the amount of securities involved, the price, and the owner’s relationship to the issuer.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to enhance transparency in the securities market by providing information about transactions involving company insiders, which can help investors make informed decisions.

What information must be reported on sec form 4?

SEC Form 4 must report the insider's identity, the number of securities owned before and after the transaction, the date of the transaction, the nature of the transaction (e.g., purchase, sale), and the price at which the securities were bought or sold.

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