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This form is used to report changes in beneficial ownership of securities by insiders of the issuer, specifically detailing transactions and holdings of non-derivative and derivative securities.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or your local SEC office.

02

Fill in the name of the reporting person on the top section of the form.

03

Provide the name of the company for which the report is being filed.

04

Fill out the date the transaction occurred in the appropriate field.

05

Indicate the ownership of the reporting person (e.g., direct or indirect).

06

List the type of security involved in the transaction (e.g., common stock, options).

07

Enter the number of securities involved in the transaction.

08

Include the price at which the securities were bought or sold.

09

Complete any necessary information regarding transactions exempt from Section 16(b) liability.

10

Sign and date the form before submission.

Who needs sec form 4?

01

Individuals who are required to report changes in their ownership of a company's securities.

02

Corporate officers, directors, and beneficial owners of more than 10% of a company's stock.

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What is sec form 4?

SEC Form 4 is a form used by insiders of a company to report their ownership of the company's securities and any changes in that ownership.

Who is required to file sec form 4?

Insiders of the company, such as executive officers, directors, and any beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders need to provide details such as their name, the title of the security, the transaction date, the number of shares acquired or disposed of, and the price at which the transaction occurred.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency regarding the trading activities of insiders, helping to inform investors about potential insider trading and changes in ownership.

What information must be reported on sec form 4?

SEC Form 4 must report information including the name of the insider, their relationship to the company, details of the transaction (date and type), the number of securities involved, and the price of the securities at the time of the transaction.

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