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This form is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. It documents the changes in beneficial ownership of securities
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How to fill out sec form 4

01
Gather necessary information about the reporting person, including name, address, and relationship to the issuer.
02
Identify the securities transactions that need to be reported, including the date of the transaction and the number of shares involved.
03
Fill out the required sections of SEC Form 4, including reporting person details, transaction details, and ownership information.
04
Review the form for accuracy, ensuring all required fields are completed.
05
Sign and date the form to certify the information is correct.
06
Submit the completed SEC Form 4 electronically through the EDGAR system within two business days of the transaction.

Who needs sec form 4?

01
Insiders of publicly traded companies, including directors, officers, and significant shareholders who own more than 10% of a class of equity securities.
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SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by company insiders to report their trades in the company's stock.
Company insiders, such as officers, directors, and large shareholders (those owning more than 10% of a company's stock), are required to file SEC Form 4.
To fill out SEC Form 4, insiders must provide details about the transaction, including the date of the transaction, the price per share, the number of shares bought or sold, and the ownership amount before and after the transaction.
The purpose of SEC Form 4 is to provide transparency in the buying and selling of company stock by insiders, which helps to prevent insider trading and inform investors about the actions of company insiders.
Information that must be reported on SEC Form 4 includes the insider's name, relationship to the company, transaction date, transaction type (buy or sell), number of shares involved, price per share, and any indirect ownership information.
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